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FINRA Disclosures for Robert James Halldin

Our Staff has compiled our research into a database of FINRA Disclosures for Robert James Halldin. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert James Halldin14580981004/05/2019Customer DisputeDenied$2,200,000.00$0.00See FINRA Report
Robert James Halldin14580981001/15/2018Customer DisputeSettled$106,739.00$0.00See FINRA Report
Robert James Halldin14580981005/16/2016Customer DisputeSettled$751,414.00$0.00See FINRA Report

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