Our Staff has compiled our research into a database of FINRA Disclosures for Robert James Halldin. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert James Halldin | 1458098 | 10 | 12/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 08/18/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 08/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert James Halldin | 1458098 | 10 | 04/05/2019 | Customer Dispute | Denied | $2,200,000.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 01/15/2018 | Customer Dispute | Settled | $106,739.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 10/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 02/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 05/16/2016 | Customer Dispute | Settled | $751,414.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Halldin | 1458098 | 10 | 01/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |