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FINRA Disclosures for William Worthen King

Our Staff has compiled our research into a database of FINRA Disclosures for William Worthen King. Search or filter the database to find more about this broker.

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Displaying 10 out of 28 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Worthen King14325932906/05/2024Customer DisputePending$0.00$0.00See FINRA Report
William Worthen King14325932901/19/2024Customer DisputePending$0.00$0.00See FINRA Report
William Worthen King14325932910/15/2023Customer DisputeDenied$0.00$0.00See FINRA Report
William Worthen King14325932909/27/2023Customer DisputeDenied$0.00$0.00See FINRA Report
William Worthen King14325932908/27/2023Customer DisputeSettled$0.00$0.00See FINRA Report
William Worthen King14325932907/28/2023Customer DisputeSettled$0.00$0.00See FINRA Report
William Worthen King14325932907/24/2023Customer DisputePending$4,000,000.00$0.00See FINRA Report
William Worthen King14325932907/18/2023Customer DisputeSettled$0.00$0.00See FINRA Report
William Worthen King14325932906/08/2023Customer DisputePending$0.00$0.00See FINRA Report
William Worthen King14325932905/23/2023Customer DisputeSettled$150,000.00$0.00See FINRA Report

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