Our Staff has compiled our research into a database of FINRA Disclosures for William Worthen King. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Worthen King | 1432593 | 29 | 06/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
William Worthen King | 1432593 | 29 | 01/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
William Worthen King | 1432593 | 29 | 10/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Worthen King | 1432593 | 29 | 09/27/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Worthen King | 1432593 | 29 | 08/27/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Worthen King | 1432593 | 29 | 07/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Worthen King | 1432593 | 29 | 07/24/2023 | Customer Dispute | Pending | $4,000,000.00 | $0.00 | See FINRA Report |
William Worthen King | 1432593 | 29 | 07/18/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Worthen King | 1432593 | 29 | 06/08/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
William Worthen King | 1432593 | 29 | 05/23/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |