Our Staff has compiled our research into a database of FINRA Disclosures for David Sanford James. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Sanford James | 1421651 | 6 | 08/18/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |