Our Staff has compiled our research into a database of FINRA Disclosures for David Sanford James. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Sanford James | 1421651 | 6 | 02/20/2019 | Customer Dispute | Denied | $616,877.00 | $0.00 | See FINRA Report |
| David Sanford James | 1421651 | 6 | 08/26/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Sanford James | 1421651 | 6 | 08/18/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Sanford James | 1421651 | 6 | 08/09/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Sanford James | 1421651 | 6 | 08/04/2000 | Customer Dispute | Pending | $17,139.00 | $0.00 | See FINRA Report |
| David Sanford James | 1421651 | 6 | 02/15/1995 | Customer Dispute | Settled | $215,700.00 | $0.00 | See FINRA Report |