Our Staff has compiled our research into a database of FINRA Disclosures for Robert Scott Smith. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Scott Smith | 1412333 | 12 | 11/16/2011 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
Robert Scott Smith | 1412333 | 12 | 03/19/2010 | Customer Dispute | Closed-No Action | $37,920.00 | $0.00 | See FINRA Report |