Our Staff has compiled our research into a database of FINRA Disclosures for Robert Scott Smith. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Scott Smith | 1412333 | 12 | 02/01/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 05/26/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 05/10/2021 | Customer Dispute | Settled | $678,500.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 12/23/2020 | Customer Dispute | Settled | $630,000.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 04/06/2020 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 01/13/2020 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 01/06/2020 | Customer Dispute | Settled | $647,500.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 12/02/2019 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 07/02/2019 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 04/15/2013 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |