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FINRA Disclosures for Thomas Garland Lipscomb

Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Garland Lipscomb. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Garland Lipscomb1371451605/08/2003Customer DisputeSettled$1,075,000.00$0.00See FINRA Report
Thomas Garland Lipscomb1371451601/02/2003Customer DisputeSettled$75,000.00$0.00See FINRA Report
Thomas Garland Lipscomb1371451607/18/2002Customer DisputeSettled$26,414.60$0.00See FINRA Report

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