Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Garland Lipscomb. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Garland Lipscomb | 1371451 | 6 | 05/31/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Garland Lipscomb | 1371451 | 6 | 01/10/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Garland Lipscomb | 1371451 | 6 | 10/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Garland Lipscomb | 1371451 | 6 | 05/08/2003 | Customer Dispute | Settled | $1,075,000.00 | $0.00 | See FINRA Report |
| Thomas Garland Lipscomb | 1371451 | 6 | 01/02/2003 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Thomas Garland Lipscomb | 1371451 | 6 | 07/18/2002 | Customer Dispute | Settled | $26,414.60 | $0.00 | See FINRA Report |