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FINRA Disclosures for Arthur Michael Defilippo

Our Staff has compiled our research into a database of FINRA Disclosures for Arthur Michael Defilippo. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Arthur Michael Defilippo1348804701/17/2003Customer DisputeDenied$228,767.00$0.00See FINRA Report
Arthur Michael Defilippo1348804710/21/2002Customer DisputeDenied$100,000.00$0.00See FINRA Report
Arthur Michael Defilippo1348804703/30/2001Customer DisputeSettled$10,000.00$0.00See FINRA Report
Arthur Michael Defilippo1348804705/26/1998Customer DisputePending$0.00$0.00See FINRA Report
Arthur Michael Defilippo1348804711/08/1991Customer DisputeSettled$70,000.00$0.00See FINRA Report

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