Our Staff has compiled our research into a database of FINRA Disclosures for Arthur Michael Defilippo. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Michael Defilippo | 1348804 | 7 | 01/17/2003 | Customer Dispute | Denied | $228,767.00 | $0.00 | See FINRA Report |
| Arthur Michael Defilippo | 1348804 | 7 | 10/21/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Arthur Michael Defilippo | 1348804 | 7 | 10/21/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Michael Defilippo | 1348804 | 7 | 04/05/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur Michael Defilippo | 1348804 | 7 | 03/30/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Arthur Michael Defilippo | 1348804 | 7 | 05/26/1998 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Arthur Michael Defilippo | 1348804 | 7 | 11/08/1991 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |