Our Staff has compiled our research into a database of FINRA Disclosures for Richard A Bailey. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard A Bailey | 1260597 | 10 | 05/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Richard A Bailey | 1260597 | 10 | 04/15/2010 | Customer Dispute | Denied | $98,521.30 | $0.00 | See FINRA Report |
Richard A Bailey | 1260597 | 10 | 08/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Richard A Bailey | 1260597 | 10 | 03/31/2009 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |