Our Staff has compiled our research into a database of FINRA Disclosures for Richard A Bailey. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard A Bailey | 1260597 | 10 | 05/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 05/19/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 04/15/2010 | Customer Dispute | Denied | $98,521.30 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 08/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 05/13/2009 | Customer Dispute | Award / Judgment | $150,000.00 | $20,000.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 03/31/2009 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 07/29/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 08/20/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Bailey | 1260597 | 10 | 12/21/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard A Bailey | 1260597 | 10 | 12/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |