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FINRA Disclosures for Laurence Michael Braunstein

Our Staff has compiled our research into a database of FINRA Disclosures for Laurence Michael Braunstein. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Laurence Michael Braunstein12205771002/20/2020Customer DisputeDenied$0.00$0.00See FINRA Report
Laurence Michael Braunstein12205771007/18/2018Customer DisputeSettled$500,000.00$0.00See FINRA Report
Laurence Michael Braunstein12205771008/05/2016Customer DisputeSettled$100,000.00$0.00See FINRA Report
Laurence Michael Braunstein12205771012/02/2013Customer DisputeSettled$300,000.00$0.00See FINRA Report
Laurence Michael Braunstein12205771009/14/2011Customer DisputeSettled$40,000.00$0.00See FINRA Report
Laurence Michael Braunstein12205771004/13/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Laurence Michael Braunstein12205771001/11/2010Customer DisputeSettled$750,000.00$0.00See FINRA Report

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