Our Staff has compiled our research into a database of FINRA Disclosures for Laurence Michael Braunstein. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurence Michael Braunstein | 1220577 | 10 | 02/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laurence Michael Braunstein | 1220577 | 10 | 07/18/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Laurence Michael Braunstein | 1220577 | 10 | 04/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurence Michael Braunstein | 1220577 | 10 | 08/05/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Laurence Michael Braunstein | 1220577 | 10 | 12/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurence Michael Braunstein | 1220577 | 10 | 05/13/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laurence Michael Braunstein | 1220577 | 10 | 12/02/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Laurence Michael Braunstein | 1220577 | 10 | 09/14/2011 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Laurence Michael Braunstein | 1220577 | 10 | 04/13/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Laurence Michael Braunstein | 1220577 | 10 | 01/11/2010 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |