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FINRA Disclosures for Ellen Meredith Douglas

Our Staff has compiled our research into a database of FINRA Disclosures for Ellen Meredith Douglas. Search or filter the database to find more about this broker.

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Displaying 10 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ellen Meredith Douglas12082031710/19/2007Customer DisputeDenied$7,500.00$0.00See FINRA Report
Ellen Meredith Douglas12082031706/14/2007Customer DisputeDenied$30,000.00$0.00See FINRA Report
Ellen Meredith Douglas12082031709/20/2006Customer DisputeDenied$34,126.20$0.00See FINRA Report
Ellen Meredith Douglas12082031711/21/2005Customer DisputeDenied$86,894.00$0.00See FINRA Report
Ellen Meredith Douglas12082031710/03/2005Customer DisputeDenied$15,922.10$0.00See FINRA Report
Ellen Meredith Douglas12082031703/23/2005Customer DisputeDenied$13,464.00$0.00See FINRA Report
Ellen Meredith Douglas12082031702/28/2005Customer DisputeDenied$17,137.40$0.00See FINRA Report
Ellen Meredith Douglas12082031704/02/2004Customer DisputeDenied$8,795.51$0.00See FINRA Report
Ellen Meredith Douglas12082031709/05/2003Customer DisputeSettled$141,562.00$0.00See FINRA Report
Ellen Meredith Douglas12082031705/13/2003Customer DisputeClosed-No Action$164,533.00$0.00See FINRA Report

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