Our Staff has compiled our research into a database of FINRA Disclosures for Ellen Meredith Douglas. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ellen Meredith Douglas | 1208203 | 17 | 12/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 10/19/2007 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 06/14/2007 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 09/20/2006 | Customer Dispute | Denied | $34,126.20 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 11/21/2005 | Customer Dispute | Denied | $86,894.00 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 10/03/2005 | Customer Dispute | Denied | $15,922.10 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 03/23/2005 | Customer Dispute | Denied | $13,464.00 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 02/28/2005 | Customer Dispute | Denied | $17,137.40 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 04/02/2004 | Customer Dispute | Denied | $8,795.51 | $0.00 | See FINRA Report |
Ellen Meredith Douglas | 1208203 | 17 | 09/05/2003 | Customer Dispute | Settled | $141,562.00 | $0.00 | See FINRA Report |