Potomac Analytics' Logo

FINRA Disclosures for Gregory Alan Dufault

Our Staff has compiled our research into a database of FINRA Disclosures for Gregory Alan Dufault. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gregory Alan Dufault1123710403/22/2010Customer DisputeSettled$40,000.00$0.00See FINRA Report
Gregory Alan Dufault1123710405/31/2002Customer DisputeSettled$67,205.00$0.00See FINRA Report
Gregory Alan Dufault1123710402/15/1990Customer DisputeAward / Judgment$0.00$793.00See FINRA Report

3 Results

Display: