Our Staff has compiled our research into a database of FINRA Disclosures for Gregory Alan Dufault. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Alan Dufault | 1123710 | 4 | 03/22/2010 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Gregory Alan Dufault | 1123710 | 4 | 05/31/2002 | Customer Dispute | Settled | $67,205.00 | $0.00 | See FINRA Report |
| Gregory Alan Dufault | 1123710 | 4 | 02/15/1990 | Customer Dispute | Award / Judgment | $0.00 | $793.00 | See FINRA Report |
| Gregory Alan Dufault | 1123710 | 4 | 08/08/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |