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FINRA Disclosures for Nelson Rodriguez Fernandez

Our Staff has compiled our research into a database of FINRA Disclosures for Nelson Rodriguez Fernandez. Search or filter the database to find more about this broker.

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Displaying 10 out of 76 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson Rodriguez Fernandez10927728010/10/2019Customer DisputeSettled$500,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728009/24/2019Customer DisputeSettled$4,000,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728009/12/2019Customer DisputeSettled$550,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728009/09/2019Customer DisputeSettled$150,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728008/23/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728008/08/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728006/18/2019Customer DisputeSettled$160,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728002/11/2019Customer DisputeSettled$265,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728001/31/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728001/15/2019Customer DisputeSettled$1,300,000.00$0.00See FINRA Report

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