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FINRA Disclosures for Nelson Rodriguez Fernandez

Our Staff has compiled our research into a database of FINRA Disclosures for Nelson Rodriguez Fernandez. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nelson Rodriguez Fernandez10927728007/09/2019Customer DisputeClosed-No Action$50,000.00$0.00See FINRA Report
Nelson Rodriguez Fernandez10927728012/29/2016Customer DisputeClosed-No Action$2,000,000.00$0.00See FINRA Report

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