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FINRA Disclosures for Kim Leon Cowdell

Our Staff has compiled our research into a database of FINRA Disclosures for Kim Leon Cowdell. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kim Leon Cowdell1065494405/31/2007Customer DisputeClosed-No Action$5,458.98$0.00See FINRA Report
Kim Leon Cowdell1065494405/17/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kim Leon Cowdell1065494410/01/1999Customer DisputeClosed-No Action$18,555.50$0.00See FINRA Report

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