Our Staff has compiled our research into a database of FINRA Disclosures for Kim Leon Cowdell. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kim Leon Cowdell | 1065494 | 4 | 05/31/2007 | Customer Dispute | Closed-No Action | $5,458.98 | $0.00 | See FINRA Report |
| Kim Leon Cowdell | 1065494 | 4 | 05/17/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kim Leon Cowdell | 1065494 | 4 | 10/01/1999 | Customer Dispute | Closed-No Action | $18,555.50 | $0.00 | See FINRA Report |
| Kim Leon Cowdell | 1065494 | 4 | 03/13/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |