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FINRA Disclosures for William Dale Dobbs

Our Staff has compiled our research into a database of FINRA Disclosures for William Dale Dobbs. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Dale Dobbs10641561709/29/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
William Dale Dobbs10641561704/18/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
William Dale Dobbs10641561701/03/2023Customer DisputeSettled$0.00$0.00See FINRA Report
William Dale Dobbs10641561702/22/2021Customer DisputeSettled$500,000.00$0.00See FINRA Report
William Dale Dobbs10641561701/13/2009Customer DisputeSettled$0.00$0.00See FINRA Report
William Dale Dobbs10641561705/16/2002Customer DisputeSettled$250,000.00$0.00See FINRA Report

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