Our Staff has compiled our research into a database of FINRA Disclosures for William Dale Dobbs. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Dale Dobbs | 1064156 | 17 | 09/29/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
William Dale Dobbs | 1064156 | 17 | 04/18/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
William Dale Dobbs | 1064156 | 17 | 01/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Dale Dobbs | 1064156 | 17 | 02/22/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
William Dale Dobbs | 1064156 | 17 | 01/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William Dale Dobbs | 1064156 | 17 | 05/16/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |