Our Staff has compiled our research into a database of FINRA Disclosures for William Dale Dobbs. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dale Dobbs | 1064156 | 17 | 08/01/2024 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 06/11/2024 | Customer Dispute | Pending | $30,920.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 03/19/2024 | Customer Dispute | Pending | $138,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 02/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dale Dobbs | 1064156 | 17 | 09/29/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 08/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dale Dobbs | 1064156 | 17 | 04/18/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 01/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 11/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dale Dobbs | 1064156 | 17 | 02/22/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |