Our Staff has compiled our research into a database of FINRA Disclosures for Thad Fredrick Proctor. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thad Fredrick Proctor | 1063355 | 19 | 06/02/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 03/04/2010 | Customer Dispute | Settled | $5,076.25 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 03/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 06/02/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 03/13/2003 | Customer Dispute | Settled | $12,590.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 02/26/2003 | Customer Dispute | Settled | $33,560.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 11/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 09/23/2002 | Customer Dispute | Settled | $11,947.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 08/27/2002 | Customer Dispute | Settled | $106,616.00 | $0.00 | See FINRA Report |
| Thad Fredrick Proctor | 1063355 | 19 | 05/16/2002 | Customer Dispute | Closed-No Action | $19,054.60 | $0.00 | See FINRA Report |