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FINRA Disclosures for Thad Fredrick Proctor

Our Staff has compiled our research into a database of FINRA Disclosures for Thad Fredrick Proctor. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thad Fredrick Proctor10633551905/16/2002Customer DisputeClosed-No Action$19,054.60$0.00See FINRA Report
Thad Fredrick Proctor10633551908/20/2001Customer DisputeClosed-No Action$5,650.34$0.00See FINRA Report

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