Our Staff has compiled our research into a database of FINRA Disclosures for Thad Fredrick Proctor. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thad Fredrick Proctor | 1063355 | 19 | 05/16/2002 | Customer Dispute | Closed-No Action | $19,054.60 | $0.00 | See FINRA Report |
Thad Fredrick Proctor | 1063355 | 19 | 08/20/2001 | Customer Dispute | Closed-No Action | $5,650.34 | $0.00 | See FINRA Report |