Our Staff has compiled our research into a database of FINRA Disclosures for Albert S Humphrey. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Albert S Humphrey | 1036349 | 18 | 08/13/2007 | Customer Dispute | Award / Judgment | $3,750,000.00 | $250,000.00 | See FINRA Report |
Albert S Humphrey | 1036349 | 18 | 01/22/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $642,000.00 | See FINRA Report |
Albert S Humphrey | 1036349 | 18 | 05/22/1992 | Customer Dispute | Award / Judgment | $500,000.00 | $318,367.00 | See FINRA Report |
Albert S Humphrey | 1036349 | 18 | 07/19/1989 | Customer Dispute | Award / Judgment | $56,119.00 | $44,926.20 | See FINRA Report |