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FINRA Disclosures for Albert S Humphrey

Our Staff has compiled our research into a database of FINRA Disclosures for Albert S Humphrey. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Albert S Humphrey10363491808/13/2007Customer DisputeAward / Judgment$3,750,000.00$250,000.00See FINRA Report
Albert S Humphrey10363491801/22/2001Customer DisputeAward / Judgment$100,000.00$642,000.00See FINRA Report
Albert S Humphrey10363491805/22/1992Customer DisputeAward / Judgment$500,000.00$318,367.00See FINRA Report
Albert S Humphrey10363491807/19/1989Customer DisputeAward / Judgment$56,119.00$44,926.20See FINRA Report

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