Our Staff has compiled our research into a database of FINRA Disclosures for Albert S Humphrey. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert S Humphrey | 1036349 | 18 | 08/13/2007 | Customer Dispute | Award / Judgment | $3,750,000.00 | $250,000.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 01/22/2001 | Customer Dispute | Award / Judgment | $100,000.00 | $642,000.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 03/03/1997 | Customer Dispute | Settled | $28,035.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 07/19/1995 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 12/30/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 12/30/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 12/14/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 04/11/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 02/28/1994 | Customer Dispute | Settled | $21,950.00 | $0.00 | See FINRA Report |
| Albert S Humphrey | 1036349 | 18 | 02/01/1994 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |