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FINRA Disclosures for William Edward Baer

Our Staff has compiled our research into a database of FINRA Disclosures for William Edward Baer. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Edward Baer1028358712/04/2009Customer DisputeClosed-No Action$45,000.00$0.00See FINRA Report
William Edward Baer1028358712/04/2009Customer DisputeClosed-No Action$49,900.00$0.00See FINRA Report
William Edward Baer1028358708/25/2005Customer DisputeSettled$0.00$0.00See FINRA Report
William Edward Baer1028358702/25/2004Customer DisputeDenied$5,000.00$0.00See FINRA Report
William Edward Baer1028358702/21/2001Customer DisputeSettled$84,000.00$0.00See FINRA Report

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