Our Staff has compiled our research into a database of FINRA Disclosures for William Edward Baer. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Edward Baer | 1028358 | 7 | 12/04/2009 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| William Edward Baer | 1028358 | 7 | 12/04/2009 | Customer Dispute | Closed-No Action | $49,900.00 | $0.00 | See FINRA Report |
| William Edward Baer | 1028358 | 7 | 08/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Edward Baer | 1028358 | 7 | 02/25/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Edward Baer | 1028358 | 7 | 02/12/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Edward Baer | 1028358 | 7 | 02/21/2001 | Customer Dispute | Settled | $84,000.00 | $0.00 | See FINRA Report |
| William Edward Baer | 1028358 | 7 | 01/31/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |