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FINRA Disclosures for Stephen Eric Asendorf

Our Staff has compiled our research into a database of FINRA Disclosures for Stephen Eric Asendorf. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stephen Eric Asendorf1018543701/18/2007Customer DisputeClosed-No Action$5,700.00$0.00See FINRA Report
Stephen Eric Asendorf1018543702/12/2001Customer DisputeClosed-No Action$8,200.00$0.00See FINRA Report

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