Our Staff has compiled our research into a database of FINRA Disclosures for Stephen Eric Asendorf. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Eric Asendorf | 1018543 | 7 | 02/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 01/18/2007 | Customer Dispute | Closed-No Action | $5,700.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 05/24/2004 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 12/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 10/24/2001 | Customer Dispute | Denied | $5,052.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 02/12/2001 | Customer Dispute | Closed-No Action | $8,200.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 11/16/2000 | Customer Dispute | Award / Judgment | $95,000.00 | $51,969.90 | See FINRA Report |