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FINRA Awards for McNeill Financial Advisory

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0186608/16/2023Claimant(s): Clifford Capps, Mary Martin, Patricia Capps, Raymond Capps, Terry Wheeler, Wanda Wheeler
Claimant Lawyers(s): Courtney C. Gipson
Respondent(s): Norman McNeill, McNeill Financial Advisory
Respondent Lawyers(s): K. Phillip Luke
Arbitrator(s): J. Wesley Romine, Kearney Dee Hutsler, Michael Odom
Hearing Site: Birmingham, AL
Checkmark Icon$674,902

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