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FINRA Awards for Claude Berwick

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0304606/14/2012Claimant(s): Claude Berwick, Sheila Berwick, Claude R. Berwick IRA, Sheila C. Berwick IRA
Claimant Lawyers(s): William S. Shepherd
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Martha F. McDugald
Arbitrator(s): William Edward Buck, Stephen James Cavanaugh, Montie G. Grimes
Hearing Site: Houston, TX
Checkmark Icon$70,000

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