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FINRA Awards for Susan Duff

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0220102/26/2015Claimant(s): Xiwei Wu
Claimant Lawyers(s): Xiwei Wu
Respondent(s): Zhaohui Chen, Transamerica Financial Advisors
Respondent Lawyers(s): Susan Duff
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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