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FINRA Awards for Kevin Swanton

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0146108/11/2017Claimant(s): Kevin Swanton
Claimant Lawyers(s): Kevin R. Swanton
Respondent(s): Omar Hassan, PHX Financial.
Respondent Lawyers(s): Daniel Otoya, Omar Ibrahim Hassan
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12504

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