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FINRA Awards for Ron Romero

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0368512/08/2015Claimant(s): Thomas Newgard
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Linda Romero, Ron Romero
Respondent Lawyers(s): Linda Romero, Ron Romero
Arbitrator(s): John E. Ohashi
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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