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FINRA Awards for Advanced Trading Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0305105/14/2010Claimant(s): Desa Trading Co.
Claimant Lawyers(s): Mark D. Hunter
Respondent(s): Carlos Garcia, Advanced Trading Services
Respondent Lawyers(s): Carlos Manuel Garcia
Arbitrator(s): Todd M. Saunders, Jeffrey R. Roth, John H. Claudy
Hearing Site: Miami, FL
Checkmark Icon$125,000

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