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FINRA Awards for Waddell & Reed

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0158912/06/2007Claimant(s): Fiduciary Trust Co NH Cust FBO John P.
Claimant Lawyers(s): John P. Lake
Respondent(s): Jeff Whitaker, Waddell & Reed
Respondent Lawyers(s): Jill W. Lens
Arbitrator(s): Stephen R. Clark
Hearing Site: San Diego, CA
Checkmark Icon$21,291

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