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FINRA Awards for Maurice R. Dunie

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0021009/11/2007Claimant(s): Thomas Woolman
Claimant Lawyers(s): Thomas A. Woolman
Respondent(s): USAA Investment Management Company
Respondent Lawyers(s): Dennis A. Nowak
Arbitrator(s): W. Reece Bader, Maurice R. Dunie, Egon Guttman
Hearing Site: Washington, DC
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