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FINRA Awards for Tim Tompkins

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0057811/17/2023Claimant(s): Tim Tompkins
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Avantax Investment Services.
Respondent Lawyers(s): Emily M. Knight
Arbitrator(s): Kenneth R. Starr, Danny Lynn Ingram, Karen Bonnie Biggs
Hearing Site: Raleigh, NC
Checkmark IconDismissed by Rule 12206(b)

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