| 03-05904 | 11/30/2007 | Claimant(s): Alyson Johansen
Claimant Lawyers(s): Gary A. Weissman
Respondent(s): Washington Square Securities.
Respondent Lawyers(s): Kenneth L. Dobkin
Arbitrator(s): Albert A. Woodward, Frederick Ramos, Frederick C. Brown
Hearing Site: Minneapolis, MN
| | |
| 06-04930 | 11/13/2007 | Claimant(s): Earl Smith
Claimant Lawyers(s): Robert J. Hinsch
Respondent(s): Adam Novick, Craig Balsam, John Engelskirger, Leonard Monteforte, Timothy Daly
Respondent Lawyers(s): Adam Matthew Novick, Craig Stuart Balsam, John William Engelskirger, Leonard Frank Monteforte, Timothy James Daly
Arbitrator(s): F. Chet Taylor, Jeffrey W. Jacobs, Robert S. Burk
Hearing Site: Minneapolis, MN
|  | $33,850 |
| 06-03915 | 10/12/2007 | Claimant(s): Richard Nadler
Claimant Lawyers(s): Michael S. MacDonald
Respondent(s): Wells Fargo Investments, Wells Fargo Brokerage Services
Respondent Lawyers(s): Lawrence T. Hofmann
Arbitrator(s): Jack D. Elmquist, Jeffrey W. Jacobs, Bradley A. Erickson
Hearing Site: Minneapolis, MN
| | $0 |
| 06-05110 | 08/23/2007 | Claimant(s): Russell Jacobson, Amelia M. Jacobson, IRAs, Russell W. Jacobson IRAs, Russell W. Jacobson & Amelia Jacobson, Russell W. and Amelia M. Jacobson
Claimant Lawyers(s): Russell W. Jacobson
Respondent(s): Ellerd Tomte
Respondent Lawyers(s): Ellerd B. Tomte
Arbitrator(s): Christine C. DeMoss
Hearing Site: Minneapolis, MN
| | $10,213 |
