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FINRA Awards for James Groh

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0109308/17/2018Claimant(s): Waddell & Reed
Claimant Lawyers(s): Shannon M. Wheaton
Respondent(s): James Groh
Respondent Lawyers(s): James Colin Groh
Arbitrator(s): Bertrand C. Moser
Hearing Site: Houston, TX

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