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FINRA Awards for Marc Rogers

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0106607/19/2018Claimant(s): Sammy Duncan, Sylvia Duncan, The Sammy and Sylvia Duncan Revocable Tr
Claimant Lawyers(s): Scott Abeles
Respondent(s): Wells Fargo Advisors, Marc Rogers
Respondent Lawyers(s): Sara Soto
Arbitrator(s): James F. Zotter, Robert David Miller, Matthew Swihart
Hearing Site: Portland, OR
Checkmark Icon$8,678,200

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