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FINRA Awards for James L. Warren

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0450605/28/2013Claimant(s): Dana Lang
Claimant Lawyers(s): Lee Bowie
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Arthur W. Pigott, John G. Manley, James L. Warren
Hearing Site: Jackson, MS
Checkmark Icon$200,375

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