Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-01477 | 06/29/2010 | Claimant(s): Intevac. Claimant Lawyers(s): Robert L. Schnell Respondent(s): Citigroup Global Markets., Citigroup Inc. Respondent Lawyers(s): Julie A. Kole Arbitrator(s): Gary A. Hooker, Sterling N. Frost, Gail Killefer Hearing Site: San Francisco, CA |  | Auction Rate Securities related |
| 09-00378 | 12/22/2009 | Claimant(s): Vasu Arora Claimant Lawyers(s): Vasu D. Arora Respondent(s): TD Ameritrade., Joseph Moglia Respondent Lawyers(s): Brad S. Daniels, Lois O. Rosenbaum Arbitrator(s): Gary A. Hooker, Thomas D. Reese, Jeffrey M. Allen Hearing Site: San Francisco, CA | | $0 |
| 06-04188 | 01/30/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Jeffrey Arburn Respondent Lawyers(s): Jeffrey Arburn Arbitrator(s): Alexander L. Mazour, Gary A. Hooker, Christopher W. Allick Hearing Site: San Francisco, CA |