Potomac Analytics' Logo

FINRA Awards for Kevin D. Hofman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0431508/12/2013Claimant(s): Christine Cooperman, Clyde Cooperman, Paul Seyb, Wendy Seyb
Claimant Lawyers(s): Kristian P. Kyros
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Kevin D. Hofman, Jeffrey A. Schuh, Brett W. Olander
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
09-0655903/07/2011Claimant(s): Allyn Husman, JoAnn Husman
Claimant Lawyers(s): Michael S. MacDonald
Respondent(s): Ralph Schneider, Ronald Kerher, Okoboji Financial Services.
Respondent Lawyers(s): President of the Company, Ralph R. Schneider, William D. Nelson
Arbitrator(s): Kevin D. Hofman, Susan M. Sanger, Wayne A. Robinson
Hearing Site: Minneapolis, MN
Checkmark Icon$299,400

12 Results

Display: