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FINRA Awards for Edward T. Moody

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0423103/14/2011Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Michelle Young
Respondent(s): James R. McGonigle & Kathleen C. McGonig
Respondent Lawyers(s): James R. McGonigle
Arbitrator(s): Alan J. Blocher, Caryl S. Bernstein, Edward T. Moody
Hearing Site: Wilmington, DE
Stipulated Award

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